Compliance Officer jobs
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Featured Job Postings from the Web
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| May 30 | CORP - Corporate Compliance Officer | Life Care Services | Delray Beach, FL |
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The Corporate Compliance Officer is responsible for regulatory compliance with federal and ... Medicare certified home health agency.? The Compliance Officer is responsible for... more |
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| May 30 | Risk, Legal, & Compliance Officer | Sageworks | New York, NY |
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professional to join the company as our Compliance, Risk, and Legal Officer. The ... focused individuals who can anticipate legal compliance challenges in our business model. more |
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| May 29 | Bank Compliance Officer | Mcknight Group | Wilton, CT |
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banking industry compliance analyst/ officer to initiate, develop and implement ... responsibilities include: *conducting compliance audits throughout the organization... more |
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| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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investment bank. The company seeks an AML Compliance Officer who will be responsible ... address best practices. The AML Compliance Officer has significant interaction with... more |
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| May 28 | HIPAA COMPLIANCE OFFICER (Management Analyst | Fairfax County Government | Fairfax, VA |
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other requirements. Proactively manage any compliance violations, including ... and procedures, as necessary, for ongoing compliance. Minimum Qualifications: Any... more |
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| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
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services firm is seeking a Compliance Officer that will join a team of 10 ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
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| May 27 | Institutional Options Compliance Officer | Compliance Search Group | New York, NY |
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and other services, seeks an Options Compliance Officer. The compliance ... developments. Qualifications: 5- 7+ years Compliance experience. In-depth knowledge of... more |
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| May 27 | Senior Compliance Officer - Private Equity Firm | Compliance Search Group | Dallas, TX |
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a Compliance professional. The Compliance Officer will be responsible for a wide array ... will report directly to Chief Compliance Officer (CCO)/Chief Financial Officer). more |
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| May 27 | Chief Compliance Officer - Mortgage Industry | Cybercoders | Kansas City, MO |
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Chief Compliance Officer - Mortgage Industry Chief Compliance Officer - Mortgage Industry ... - Mortgage Industry, Chief Compliance Officer, CCO, Financial industry, financial... more |
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| May 27 | Compliance Officer | Chartis | New York, NY |
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devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
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| May 27 | Senior IT Compliance Officer for Financial Leader (19) | World Leader In Finance and Insurance | Houston, TX |
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Tremendous Opportunity for High-Level IT Compliance Officer! Newly Created Expansion Role ... Experience in performing IT risk and compliance assessments Strong understanding... more |
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| May 27 | KYC Anti-Money Laundering Compliance Officer | Compliance Search Group | Orlando, FL |
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KYC Officer - Customer Information Control & Surveillance Department State/Location: Flori ... Five years of AML / Compliance / KYC experience is required... more |
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| May 25 | Compliance Officer | Calvert Foundation | Bethesda, MD |
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fill an officer level position to manage the compliance program. The individual is ... internal training and education regarding compliance policies. Manage compliance... more |
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| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
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Fund. The firm seeks an experienced trading compliance professional to join their team. ... you will work alongside the companys chief compliance officer in designing and... more |
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| May 22 | Senior Compliance Officer / Investment Management | Compliance Search Group | Philadelphia, PA |
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Compliance, assist in the oversight of the compliance program of the firms US divisions, ... Compliance Monitoring Perform specialized compliance exams based on regulatory... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
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program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more |
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| May 20 | Compliance Officer - Adviser / Fund | Compliance Search Group | Philadelphia, PA |
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officer for their Adviser/Fund unit. The compliance professional will be required to ... Compliance Monitoring Perform specialized compliance exams based on regulatory... more |
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| May 20 | Anti-Money Laundering Banking Compliance Officer | Compliance Search Group | New York, NY |
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seeks an Anti-Money Laundering Banking Compliance Officer Responsibilities include: ... EXPERIENCE: 5+ years experience in compliance or related position. more |
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| May 20 | Senior Compliance Officer - Distribution | Compliance Search Group | Philadelphia, PA |
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asset manager, seeks a Senior Compliance Officer who will be responsible for ... Oversee vendor relationships supporting compliance objectives Attend committee... more |
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| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
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Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
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| May 20 | Marketing Material Review Compliance Officer | Compliance Search Group | Philadelphia, PA |
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Our client seeks a Compliance Officer who will be responsible for wholesale distribution ... Conduct compliance training Regulatory Assist in the reviewing / implementing changes in r... more |
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| May 20 | Compliance Officer (investments) | Leader | Chicago, IL |
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Chicago who is seeking to add a Compliance officer. Qualified candidates will possess ... firm, ensuring marketing materials are in compliance, filings scanning, etc. This is a... more |
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| May 14 | Chief Compliance Officer - Derivatives & Swaps | Compliance Search Group | New York, NY |
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Officer to develop, implement and manage a compliance program for their derivatives and ... o real-time market monitoring; o compliance with audit trail requirements; o... more |
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| May 14 | Chief AML Compliance Officer | Compliance Search Group | New York, NY |
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firm, seeks a Chief Anti-Money Laundering Officer for their U.S. Bank and Broker Dealer division, based in New York Responsibilities include: Vetting of all new counterparties,... more |
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| May 14 | Fixed Income Compliance Officer | Financial Services Company | New York, NY |
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firm is seeking to hire a Fixed Income Compliance Officer within the firms ... approvals and interpretation of internal compliance policies; Draft compliance... more |
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| May 14 | High - Net Worth Regional Compliance Officer - CT | Financial Services Company | New York, NY |
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investment bank seeks a Regional Compliance Officer responsible for the oversight of ... Compliance RCA, Induction Training, Compliance SLA, Special Projects and Reviews,... more |
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| May 14 | Mortgage Banking Compliance Officer - Third Party | Compliance Search Group | New York, NY |
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Mortgage Banking Compliance Officer Third Party Oversight Greater NYC Metro Area Top Tier ... TPO Compliance officer in the execution of a compliance plan covering the Compliance risks... more |
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| May 09 | Compliance Officer | Lively and Associates Staffing | Irving, TX |
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artifacts. Collaborate with others on compliance and security issues and ... system design meetings. Conduct security and compliance training. Conduct annual disaster... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 06 | Chief Compliance Officer- Global Brokerage Firm | Mergis Group, A Division of Spherion | New York, NY |
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Compliance Officer *The Chief Compliance Officer will be responsible for all U.S. ... a Capital Markets Firm as a Chief Compliance Officer *Strong Supervisory and Management... more |
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| May 01 | Compliance Officer | Firstcare Health Plans | Austin, TX |
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Compliance Officer oversees the Corporate Compliance Program b reviews and evaluates ... relating to compliance. The Compliance Officer is authorized to implement all... more |
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| Apr 29 | VP Compliance Officer | Access Staffing | New York, NY |
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Review and revise policies and procedures applicable to AML/KYC compliance ... and implement internal controls to monitor compliance with regulations and guidelines. more |
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| Apr 25 | Commercial Lending/Mortgage Compliance Officer for National Bank - job | Cybercoders | Los Angeles, CA |
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Commercial Lending/Mortgage Compliance Officer for National Bank Commercial ... bilingual-Chinese Commercial Lending Compliance Officer for growing National Bank... more |
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| Apr 23 | Vice President, Senior Risk and Compliance Officer | Community Bank | Stamford, CT |
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supervises Operational Risk Officer and Compliance staff in concert with the Bank's ... law firm or other specialist provider of compliance services to financial... more |
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| Apr 22 | VP Level Compliance Officer | Financial Institution | New York, NY |
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Compliance Officer, VP Prestigious International Financial Firm seeks a Compliance Officer ... internal controls to monitor day-to-day compliance with all applicable regulations... more |
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| Apr 22 | VP - Lending Compliance Officer | Consumer and Commercial Banking | New York, NY |
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and commercial bank, is seeking a Compliance Officer to support their growing U.S. ... wants to lead and shape the direction of the compliance division. Responsibilities:... more |
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| Mar 22 | PMG FI Compliance Officer - job | BlackRock | New York, NY |
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Company Overview: BlackRock is a leader in investment management, risk management and advisory services for institutional and retail clients worldwide. With approximately $3.4... more |
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| Mar 14 | Chief Compliance Officer | Bayada Home Health Care | Moorestown, NJ |
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The Chief Compliance Officer will design, develop and lead our company-wide compliance pro ... compliance; * Identifies potential areas of compliance vulnerability and risk;... more |
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| Feb 29 | Compliance Officer | Absolute Home Mortgage | Huntingdon Valley, PA |
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As a compliance officer for Absolute Home Mortgage Corporation your main responsibilities ... Identifies potential areas of compliance vulnerability and risk; develops/implements corre... more |
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