Compliance Officer jobs - New York, NY
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| May 30 | Risk, Legal, & Compliance Officer | Sageworks | New York, NY |
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professional to join the company as our Compliance, Risk, and Legal Officer. The ... focused individuals who can anticipate legal compliance challenges in our business model. more |
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| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
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services firm is seeking a Compliance Officer that will join a team of 10 ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
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| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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investment bank. The company seeks an AML Compliance Officer who will be responsible ... address best practices. The AML Compliance Officer has significant interaction with... more |
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| May 27 | Institutional Options Compliance Officer | Compliance Search Group | New York, NY |
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and other services, seeks an Options Compliance Officer. The compliance ... developments. Qualifications: 5- 7+ years Compliance experience. In-depth knowledge of... more |
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| May 27 | Chief Compliance Officer - Mortgage Industry | Cybercoders | New York, NY |
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Chief Compliance Officer - Mortgage Industry Chief Compliance Officer - Mortgage Industry ... - Mortgage Industry, Chief Compliance Officer, CCO, Financial industry, financial... more |
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| May 27 | Compliance Officer | Chartis | New York, NY |
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devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
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| May 25 | Compliance Manager | JPMorgan Chase | New York, NY |
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Treasury & Securities Services ("TSS") Compliance supports the WSS business ... seeking a highly motivated Senior Compliance Officer with at least five (5) years of... more |
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| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
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Fund. The firm seeks an experienced trading compliance professional to join their team. ... you will work alongside the companys chief compliance officer in designing and... more |
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| May 22 | Managing Director - Futures/Commodities Compliance - job | Robert Half Finance & Accounting | New York, NY |
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focused primarily on futures and commodities compliance issues. This represents an ... of regulatory, consulting and Chief Compliance Officer roles within the financial... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
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program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more |
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| May 22 | FS CIO Advisory Quality and Transformation Testing Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. Organizations are seeking new planning and performance management solutions to aid decision making. Successfully... more |
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| May 20 | Anti-Money Laundering Banking Compliance Officer | Compliance Search Group | New York, NY |
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seeks an Anti-Money Laundering Banking Compliance Officer Responsibilities include: ... EXPERIENCE: 5+ years experience in compliance or related position. more |
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| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
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Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
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| May 19 | Director Medical Review Corporate Privacy Officer | Visiting Nurse Service of New York | New York, NY |
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Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more |
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| May 14 | Chief Compliance Officer - Derivatives & Swaps | Compliance Search Group | New York, NY |
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Officer to develop, implement and manage a compliance program for their derivatives and ... o real-time market monitoring; o compliance with audit trail requirements; o... more |
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| May 14 | Fixed Income Compliance Officer | Financial Services Company | New York, NY |
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firm is seeking to hire a Fixed Income Compliance Officer within the firms ... approvals and interpretation of internal compliance policies; Draft compliance... more |
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| May 14 | High - Net Worth Regional Compliance Officer - CT | Financial Services Company | New York, NY |
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investment bank seeks a Regional Compliance Officer responsible for the oversight of ... Compliance RCA, Induction Training, Compliance SLA, Special Projects and Reviews,... more |
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| May 14 | Chief AML Compliance Officer | Compliance Search Group | New York, NY |
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firm, seeks a Chief Anti-Money Laundering Officer for their U.S. Bank and Broker Dealer division, based in New York Responsibilities include: Vetting of all new counterparties,... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| May 06 | Chief Compliance Officer- Global Brokerage Firm | Mergis Group, A Division of Spherion | New York, NY |
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Compliance Officer *The Chief Compliance Officer will be responsible for all U.S. ... a Capital Markets Firm as a Chief Compliance Officer *Strong Supervisory and Management... more |
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| May 04 | Global Commercial Banking - Regulatory, Controls, and Business Practices Officer - Investment Banking job | Citigroup | New York, NY |
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working with Government Affairs, Legal, Compliance, Global AML, Community Affairs, ... Banking. -Partners with colleagues in Legal, Compliance, and In-Business, Independent and... more |
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| May 01 | CHIEF EXECUTIVE OFFICER - Strategy/Corporate Development/M&A job | Physician Affiliate Group of New York (pagny) | New York, NY |
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the Board of Directors, the Chief Executive Officer (CEO) will provide leadership and ... with community individuals/groups * Ensuring compliance with all relevant legislative and... more |
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| Apr 27 | Sr. Client PMO Manager/Sr. Project Manager - Technical Project Management job | Citigroup | New York, NY |
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Client Delivery, Operations, Legal and Compliance, as well as other internal ... marketing/communications, and legal/compliance. Manages and reports on critical... more |
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| Apr 24 | Head of COO Services - Sales & Trading job | BlackRock | New York, NY |
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RQA and Internal Audit and Finance- Ensure compliance with BCM plans and activities throughout the department Own the monthly Business Operations Leadership Committee meeting-... more |
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| Apr 24 | FS CIO Advisory IT RISK SECURITY Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. Thorough knowledge developing and maintaining the high level design plan for the overall logical and technical IT systems... more |
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| Apr 24 | Consultant Coverage Officer, Institutional Channel - Sales - Financial / Insurance job | BlackRock | New York, NY |
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Role Description: The Consultant Coverage Officer will report to the Head of US ... work in a team environment is critical Clean compliance record required Clean U-4... more |
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| Apr 17 | Chief Of Staff for Citi's Chief Compliance Officer - job | Citigroup | New York, NY |
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of compliance responsibilities for the Chief Compliance officer and the Compliance ... Compliance Officer in scoping and managing compliance-oriented projects, drafting,... more |
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| Apr 11 | Compliance Director- Sales Practices | Citigroup | Long Island City, NY |
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Fair Lending and Compliance Sales Practice Compliance program. This position will serve ... Minimum of ten years of compliance related experience with a strong... more |
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| Mar 30 | FS CIO Advisory IM BI Experienced Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 30 | FS CIO Advisory IM BI Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 22 | PMG FI Compliance Officer - job | BlackRock | New York, NY |
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Company Overview: BlackRock is a leader in investment management, risk management and advisory services for institutional and retail clients worldwide. With approximately $3.4... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 07 | FS CIO Advisory ITSM Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Feb 25 | Credit Officer- Precious Metals - Investment Banking job | Robert Half Finance & Accounting | New York, NY |
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as AML Officer and will be responsible for compliance with anti-money laundering laws ... Duties: Act as Anti-Money Laundering (AML) Officer (ensuring control, compliance,... more |
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