Regulatory Manager- Mutual Funds jobs
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Featured Job Postings from the Web
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| May 20 | Compliance Officer - Adviser / Fund | Compliance Search Group | Philadelphia, PA |
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specialized compliance exams based on regulatory requirements, firm policies, ... the securities industry and the applicable regulatory requirements Knowledge and... more |
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| May 20 | Regulatory Compliance Analyst | Affiliated Computer Services | Boston, MA |
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Compliance Analyst reports to the Manager Regulatory Compliance and is primarily ... Seeking someone with 5 to 10 years of Regulatory Compliance experience that... more |
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| May 14 | Compliance Counsel Asset Management / Hedge Fund | Financial Services Company | New York, NY |
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institutional money management, mutual funds, hedge funds and alternative ... and enhancing policies and procedures; regulatory interactions; oversight of... more |
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| Apr 22 | Director of Regulatory & Economic Capital Analyses and Reporting | Financial Services Company | New York, NY |
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regulatory and economic capital limits Regulatory capital filings - build customized ... regulatory environment Strong knowledge of regulatory and economic capital management... more |
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More Job Postings from the Web
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| Jun 01 | Mutual Fund Attorney - Sales - Other job | BlackRock | New York, NY |
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investment funds, with a focus on open-end mutual funds and related regulatory reform, ... in asset management, registered mutual funds, ETFs and other collective investment... more |
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| Jun 01 | Senior Consultant - Mutual Funds, Hedge Funds, Private Equity | Deloitte Development | New York, NY |
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reporting and other internal controls, and regulatory compliance. Business risk ... and changing regulations. Governance, Regulatory & Risk Strategies (GR&R) provides... more |
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| Jun 01 | Manager - Mutual Funds, Hedge Funds, Private Equity | Deloitte Development | Parsippany, NJ |
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reporting and other internal controls, and regulatory compliance. Business risk ... and changing regulations. Governance, Regulatory & Risk Strategies (GR&R) provides... more |
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| May 31 | Mutual Fund Attorney | BlackRock | New York, NY |
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and institutional separate accounts, mutual funds and other pooled investment ... funds, with a focus on open-end mutual funds and related regulatory reform, and... more |
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| May 30 | Counsel-Mutual Funds Attorney | Meridian Legal Search | New York, NY |
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Type: - Senior Attorney Counsel-Mutual Funds Attorney Successful, established ... legal support for all NY-based registered funds, sub-advisory relationships and other... more |
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| May 29 | Project Manager - Regulatory Reporting | Othersfetchwedeliver! | New York, NY |
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Candidate to handle a Project Manager - Regulatory Reporting role. Work on projects ... Broker Dealers, Fund Administration, Hedge Funds, Mutual Funds, Private Banking, Private... more |
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| May 29 | Project Manager - Regulatory Reporting | Others Fetch, We Deliver! | New York, NY |
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Candidate to handle a Project Manager - Regulatory Reporting role. Work on projects ... Broker Dealers, Fund Administration, Hedge Funds, Mutual Funds, Private Banking, Private... more |
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| May 27 | VP, Mutual Fund Financial Reporting | JPMorgan Chase | Massachusetts |
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accurate creation of financial statements, regulatory reports, and fund distributions. ... standards Minimum of 15 years in the mutual funds industry, with a minimum of 5 -... more |
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| May 25 | Compliance Officer, Mutual Funds Compliance | Tiaa Cref | Charlotte, NC |
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Compliance Officer, Mutual Funds Compliance This position primarily supports the Mutual ... 5 to 10 years mutual fund accounting and/or mutual fund financial reporting experience A m... more |
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| May 25 | Customer Processing Associate-Mutual Fund Omnibus Job | BNY Mellon | Lake Mary, FL |
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regulations and Pershing policies, ensuring regulatory compliance and minimizing exposure ... Product knowledge, knowledge of federal regulatory guidelines, and Pershing policies. more |
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| May 24 | Mutual Fund Compliance Officer | SEI Investments | Oaks, PA |
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and Advisers Inner Circle Trust of mutual funds and their service providers. These ... $100 billion in assets, including over 150 mutual funds with varying investment... more |
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| May 24 | Mutual Fund Compliance Officer | SEI | Oaks, PA |
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and Advisers Inner Circle Trust of mutual funds and their service providers. These ... billion in assets, including over 150 mutual funds with varying investment strategies... more |
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| May 23 | Operations Specialist - Account Maintenance/Mutual Funds, Columbus | JPMorgan Chase | Ohio |
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Process mutual fund systematic transaction changes on existing brokerage accounts for ... to understanding brokerage paperwork and regulatory requirements for approximately 20... more |
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| May 16 | Mutual Fund Administrator to 70,000 plus bonus | Portfolio Placements | Anchorage, AK |
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of the regulatory environments related to funds. 6. Ensure that AML requirements are ... Maintain appropriate books and records for regulatory requirements. OTHER... more |
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| May 14 | In-House - 40 Act/Mutual Funds/Investment Advisory Attorney | McCormack Schreiber Legal Search | Milwaukee, WI |
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with strong investment management or mutual fund advisory experience for positions ... should have significant experience analyzing regulatory, investment and trading issues;... more |
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| May 12 | Senior Manager, Regulatory Affairs - Advertising and Promotion | Gilead | Foster City, CA |
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(if applicable). The Senior Manager in Regulatory Affairs, Advertising and ... Manager is responsible for assisting the Regulatory Affairs Advertising and Promotions... more |
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| May 08 | Mutual Fund Reporting Associate | Legg Mason & Co | Stamford, CT |
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to: Support the Mutual Fund Reporting Manager in managing Legg Mason's US mutual ... fund reporting requirements Support the Mutual Fund Reporting Manager in the... more |
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| May 07 | Mutual Fund Services Administrator | Harris Associates | Chicago, IL |
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materials generated by the Mutual Funds Services Group. Responsible for ... that website postings related to the Mutual Funds Services Group are accurate and posted... more |
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| May 04 | Mutual Fund Trader 1 | U.S. Bancorp | Milwaukee, WI |
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maintains strong working relationships with mutual fund representatives and service ... to mutual funds - Basic understanding of regulatory and accounting principles which... more |
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| May 03 | Director Product Management, Mutual Funds | Hartford | Radnor, PA |
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Title: Director Product Management, Mutual Funds Location: United ... Hartford Mutual Funds? The Hartford Mutual Funds is a rapidly growing fund family with... more |
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| May 03 | Director Product Management, Mutual Funds | Hartford Financial Services Group | Radnor, PA |
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platforms for offering The Hartford Mutual Funds through investment only arrangements. ... Hartford Mutual Funds? The Hartford Mutual Funds is a rapidly growing fund family with... more |
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| May 01 | Senior Consultant - Mutual Funds, Hedge Funds, Private Equity (Regulatory Compliance) | Deloitte | Parsippany, NJ |
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and changing regulations. Governance, Regulatory & Risk Strategies (GR&R) provides ... and actively support activities related to regulatory authorities Qualifications: -BA/... more |
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| May 01 | Manager - Mutual Funds, Hedge Funds, Private Equity (Regulatory Compliance) | Deloitte | Boston, MA |
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reporting and other internal controls, and regulatory compliance. Business risk ... and changing regulations. Governance, Regulatory & Risk Strategies (GR&R) provides... more |
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| Apr 26 | Mutual Funds Compl Admin 2 | U.S. Bancorp | Milwaukee, WI |
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and other financial information for Mutual Fund Department clients as assigned. ... knowledge and understanding of legal, regulatory and accounting principles which... more |
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| Apr 24 | Lead Mutual Fund Financial Reporting Consultant | MetLife | Boston, MA |
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10+ years of either a combination of mutual fund accounting and mutual fund ... with an emphasis on audits of mutual funds. Ideally the candidate will have... more |
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| Apr 18 | Customer Processing Associate- Mutual Fund Order Desk Job | BNY Mellon | Lake Mary, FL |
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regulations and Pershing policies, ensuring regulatory compliance and minimizing exposure ... Product knowledge, knowledge of federal regulatory guidelines, and Pershing policies. more |
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| Apr 12 | Mutual Fund Financial Reporting Manager | Fanning Personnel | Boston, MA |
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VP, Mutual Fund Financial Reporting Manager Position Summary The Financial Reporting ... standards Minimum of 15 years in the mutual funds industry, with a minimum of 5 -... more |
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| Apr 11 | Mutual Fund Attorney - 40' Act Exp | Michael Page International | New York, NY |
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As the Mutual Funds Attorney you will report into a Senior Funds Attorney and be ... legal support for all NY-based registered funds, sub-advisory relationships and other... more |
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| Mar 30 | Mutual Funds Attorney | Complistaff | New York, NY |
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World class investment advisor seeks Mutual Funds Attorney for faced paced and dynamic ... law firm Experience with the following: mutual funds compliance legal issues relating... more |
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| Mar 30 | Mutual Funds Attorney | Your Company | New York, NY |
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World class investment advisor seeks Mutual Funds Attorney for faced paced and dynamic ... law firm Experience with the following: mutual funds compliance legal issues relating... more |
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| Mar 09 | Mutual Fund Attorney | Michael Page International | Chicago, IL |
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the preparation of investment company regulatory filings and shareholder ... fund organization (adviser or otherwise), a mutual fund administrator (custodian,... more |
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| Mar 08 | Chief Compliance Officer, The Hartford Mutual Funds and Investment Advisers | Hartford Financial Services Group | Wayne, PA |
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for The Hartford Mutual Funds and HLS Funds and Chief Compliance Officer of Funds ... aspects of The Hartford Mutual Funds and HLS Funds compliance programs and the compliance... more |
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| Feb 15 | Counsel - Securities/Mutual Fund | Western and Southern Life Insurance Company | Cincinnati, OH |
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legal needs/requirements of a diversified mutual fund complex, including familiarity ... that provides life insurance, annuities, mutual funds, retirement planning and... more |
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| Dec 13 | Mutual Funds Compliance Manager | Compliance Search Group | New York, NY |
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financial services firm is seeking a Mutual Funds Compliance Manager. The position ... States. The complex offers a full array of mutual funds in every asset class-money... more |
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| Dec 12 | Mutual Fund Reporting Associate | Legg Mason | Stamford, CT |
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to: * Support the Mutual Fund Reporting Manager in managing Legg Mason's US mutual ... fund reporting requirements * Support the Mutual Fund Reporting Manager in the... more |
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| Apr 08 | Mutual Fund Analyst | Morningstar | Chicago, IL |
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including mutual funds, exchange-traded funds, closed-end funds, and alternatives. ... Responsibilities + Develop clear opinions on mutual funds based on research that goes... more |
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