Senior Compliance Manager jobs - Charlotte, NC

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Jun 03 Sr Principal Consultant, Technical Sales CA Technologies Charlotte, NC

opportunities. *Understand and adhere to Compliance requirements and Code of Ethics. Professional Development: *Demonstrate ongoing personal and professional development with... more

Jun 01 Senior Sales Associate, Fixed Income - Sales & Trading job Keybank Charlotte, NC

when notified by client Keeps money manager information current in files, on SIS ... requirements and procedures from Internal Compliance Assists sales team with... more

May 30 Sr Engineer-Sys Perf Verizon Wireless Charlotte, NC

Responsibilities The Senior System Performance engineer leads the regional performance ... and resolves interference or FCC compliance issues between Verizon Wireless... more

May 29 Senior Financial Analyst - Corporate Treasury Subsidiary Gov Bank of America Charlotte, NC

Risk, Tax, Finance and Legal Interface with Compliance/Audit Preparation of powerpoint decks for both internal meetings and meetings with regulators Drive project to establish... more

May 28 Sr. Manager, Operations Lash Group Charlotte, NC

Charlotte, North Carolina office. The senior manager position is responsible for driving ... management and new business development, compliance with SOPs and contractual metrics,... more

May 22 Senior Business Control Specialist Boston, MA ,and any state Bank of America Charlotte, NC

computer systems Experience in Audit/Risk/Compliance Experience in a highly regulated environment In return for your talent, Bank of America offers outstanding career... more

May 21 Senior Underwriter/Credit Quality Auditor Accenture Charlotte, NC

Identify and document actions/processes taken to resolve compliance variances and gaps ... control experience to inspecting to process compliance and service level execution *... more

May 14 Data Management Architects - FS - Senior's Vault Named Them A Top 10 In 2012 Charlotte, NC

You must have the following to apply: Senior's and Managers needed... Must have ... data management policies, procedures, compliance & risk management. This includes a... more

May 10 Senior Business Control Specialist - Charlotte, NC & CA loca Bank of America Charlotte, NC

meetings and prepare presentations for senior executives. Develop and maintain ... meetings and prepare presentations for Senior Executives Issues Management Quality... more

May 07 Senior Trust Advisor II PNC Charlotte, NC

those related to risk management and compliance. You will also develop, interpret and communicate more sophisticated estate planning issues to the client and team members. Clients... more

May 03 Charge Master Analyst Senior Novant Health Charlotte, NC

WILL BE IN CHARLOTTE NC The Chargemaster Senior Analyst will assist in the maintenance ... and state guidelines related to billing compliance, meeting with department managers... more

Apr 30 Senior Accountant Robert Half Finance & Accounting Huntersville, NC

North Charlotte company seeking a Senior Accountant. Ideal candidate will have 5+ years ... analysis - Understanding of US GAAP and SOX compliance for internal controls - Standard... more

Apr 22 Senior Manager - Procurement Operations Processes and Tools Job # 555016 Ingersoll Rand Davidson, NC

Develop and track process metrics to measure compliance and effectiveness for continuous improvement * Identify activities within processes that could be leveraged through shared... more

Mar 25 Tax Manager Financial Services Charlotte, NC

The Senior Tax Manager provides compliance services for numerous hedge fund and investment ... structures and fund-of-funds. The Senior Associate will research tax... more

Mar 23 Assurance Senior Associate Internal Audit PwC Charlotte, NC

and reporting financial, operational and compliance related audits/projects to ... complex financial, operational and compliance related engagements: - Corporate... more

Mar 12 Food Service Director-Charlotte, NC (306464-645) Five Star Senior Living Charlotte, NC

diet compliance, quality oversight, menu compliance, ordering, sanitation, labor ... and will be responsible for maintaining compliance to all policies and procedures and... more

Mar 09 Risk Assurance Senior Associate IT Audit PwC Charlotte, NC

to controls around the financial reporting, compliance and operational processes, ... and assurance services over finance, compliance and operational processes... more

Feb 24 Senior Trust Advisor II - Asset Management job Pnc Financial Services Group Charlotte, NC

those related to risk management and compliance. You will also develop, interpret and communicate more sophisticated estate planning issues to the client and team members. Clients... more

More Job Postings from the Web
Jun 03 Senior Category Development Manager Compass Group Charlotte, NC

limited to; quality, regulatory and legal compliance, consumer acceptance and supply ... EOE & AA Employer M/F/D/V Career Level Management (Manager/Director), Mid Career (2+ Years... more

May 30 Environmental Project Manager, Mid-Level Environmental Compliance Services Charlotte, NC

DESCRIPTION Environmental Compliance Services, Inc., (ECS) is an environmental consulting ... preparation/Scopes of Work, budgeting, senior review of technical reports, and... more

May 27 Sr. Manager, Consulting Security & Compliance EMC Charlotte, NC

and positioning information security and compliance solutions for enterprise clients. ... management, and/or governance, risk and compliance (GRC). Contributes to the... more

May 25 Lead Auditor - Compliance Ally Financial Charlotte, NC

Train / mentor staff and senior auditors ... communication skills Certified Regulatory Compliance Manager (CRCM) desirable but not required. Salary: . Date posted:... more

May 25 Compliance Officer, Mutual Funds Compliance Tiaa Cref Charlotte, NC

regulatory requirements and to monitor such compliance. Manage compliance ... Minimum 5 years in successively more senior compliance roles. Excellent... more

May 25 Sr Compliance Specialist II- Coding Educator - Facility Compliance Carolinas Healthcare System Charlotte, NC

The Coding Educator - is responsible for developing and managing all services relating to coding education and ICD-10 preparedness for CHS hospitals throughout the... more

May 25 Sr Compliance Auditor I - Facility Compliance Carolinas Healthcare System Charlotte, NC

audits of functional risk and specialty compliance areas as directed. Develops written reports, communicating audit findings, operational and financial impacts and recommendations... more

May 22 Senior Consultant: Novell Identity & Access Management Specialist Deloitte Development Charlotte, NC

protection, and legal and regulatory compliance can be addressed. Digital ... Manager and/or Access Manager, Sun Identity Manager and/or Access Manager * Experience... more

May 15 STAFF ATTORNEY / CORPORATE COMPLIANCE OFFICER Sona Medspa Charlotte, NC

STAFF ATTORNEY / CORPORATE COMPLIANCE OFFICER Sona MedSpa International, Inc ... Compliance across multi states Internal Compliance and Risk Management Insurance... more

May 14 Director, Consumer Compliance Job KPMG Charlotte, NC

enterprise wide compliance, including: compliance risk management programs, third ... of the following: enterprise wide compliance, privacy/customer information... more

May 07 Financial Services Office - IT Risk & Assurance Senior - Governance, Risk & Compliance Ernst & Young Charlotte, NC

Risk & Assurance Senior - Governance, Risk & Compliance - CHA0004P US-NC-Charlotte Being ... technology risk, governance, regulatory compliance, and information security programs... more

May 07 Financial Services Office - Advisory Services Senior Manager - Technology Enablement - Compliance Ernst & Young Charlotte, NC

Senior Manager - Technology Enablement - Compliance - CHA000GQ US-NC-Charlotte Being ... solutions implementation * Trading compliance review * Trading operations... more

May 07 Sr. Compliance Manager Consumer Banking Product Compliance within Wealth Management Bank of America Charlotte, NC

Description: The Consumer Banking Product Compliance Manager is responsible for the ... within this space. In this capacity, the Manager will also represent compliance on... more

May 04 Senior Counsel Store Operations Compliance Family Dollar Charlotte, NC

the legal work for all store operations and compliance matters.  This position involves ... to business teams. Manage the state law compliance efforts (including the... more

May 01 Compliance Officer, Mutual Funds Compliance Tiaa-cref Charlotte, NC

regulatory requirements and to monitor such compliance. Manage compliance ... * Minimum 5 years in successively more senior compliance roles. * Excellent... more

Apr 13 Contract Senior Compliance Analyst Randstad Finance & Accounting Fort Mill, SC

work in a financial services regulatory compliance context, Background checks, ... with the application of KYC/EDD or compliance standards to individual... more

Apr 05 Senior Counsel Store Operations Compliance Family Dollar Stores Charlotte, NC

Title: Senior Counsel Store Operations Compliance Location: NC-Charlotte Other ... the legal work for all store operations and compliance matters. This position involves... more

Mar 06 Retail/Consumer Sr. Compliance Manager Bank of America Charlotte, NC

managers and peers to ensure enforcement of compliance programs, balancing business ... and communication of Corporate Compliance's mission, goals and strategies. more

Mar 02 Retail / Consumer Senior Compliance Manager Bank of America Charlotte, NC

managers and peers to ensure enforcement of compliance programs, balancing business ... and communication of Corporate Compliance's mission, goals and strategies. more

Jan 31 Senior Account Exec - Compliance Solutions Attus Technologies Charlotte, NC

has an immediate opening for several senior Account Executives. The Sr. Account ... exceeding revenue goals for ATTUSs line of compliance software products. This individual... more

Dec 13 Senior Manager, Mergers & Acquisitions Tax Compliance Search Group Charlotte, NC

The firm is currently seeking a Senior Manager to join the National Mergers and ... Manager, Part Time, Research, Tax. The Compliance Search Group is the oldest,... more

Oct 18 Compliance Testing Professionals Resources Global Professionals Charlotte, NC

in Charlotte is seeking multiple compliance testing professionals including a ... and the reporting of test findings to senior compliance leadership. The ideal... more

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